Securities Auditor (Investment Bank) NYC

LP Search Partners
New York, NY
Apr 13, 2017
Jobs Outside Higher Education
Businesses & Consultants
Institution Type
Outside Academe

Job Description

* Assists in leading a team focused on assigned audit as well as preparation of key audit documents (pRCM, SOX documentation, Audit Reports, etc.)

* Assists with / completes ad-hoc assignments, reporting for local office head and senior audit managers, and special projects

* Responsible for assisting with planning of audits

* Responsible for assisting with time and staffing budgets for upcoming audits

* Responsible for contact with management regarding audit scope, status, and then preparation of findings and recommendations * Works at direction of Audit Managers

* Performs testing procedures for more critical areas of audits

* Provides on-the-job training for staff

* Supervises findings follow up tasks with management and audit staff

* Is a subject matter expert in at least one area of discipline

* Works independently, on teams, and receives assistance/coaching from the audit manager

* Provides feedback on staff performance on an audit project basis

* Assists in providing feedback for staff evaluations

* Updates, revises, and improves existing audit procedures and programs

* Adds value through consultative interactions with business line management

Education & Experience

* 4 year degree or equivalent experience

* 5 years of related Audit experience in public accounting and or Private


Company Description
LP Search Partners is a New York registered corporation, founded and owned by two former executives, with over 30+ years of Human Resources generalist and executive recruiting experience in the financial services industry. We have led a in-house recruitment and talent management processes at premier banking, financial services and advisory firms. We also have external recruitment experience with executive search firms where we recruited for the companies in the banking, brokerage, asset management and retail sectors. By combining these experiences, we can provide employers and candidates with a rich perspective in finding the right match.

New York, NY


Wed, 5 Apr 2017 08:35:02 PDT