Compliance Director

Cipperman Compliance Services
King of Prussia, PA
Apr 04, 2017
Jobs Outside Higher Education
Businesses & Consultants
Institution Type
Outside Academe

Job Description

CCS provides outsourced compliance services to clients throughout the US and internationally, including: investment managers, registered mutual funds, and broker-dealers. CCS constructs client teams consisting of members of our staff to serve each client relationship.

We are seeking a Compliance Director to join our team. The candidate will direct the efforts of our Compliance AVP's and VP's to develop, implement and administer client service plans to support our clients' compliance programs. The position demands significant client contact, and is directly responsible for assuring effective delivery of our services to ensure we meet client expectations. The positions will work directly with all other staff in our Wayne, PA location.

Additionally, the position will require contributing to the growth of an entrepreneurial business. Candidates may participate in sales and marketing activities, through conference attendance and involvement with prospect onboarding.

Company Description
CCS is one of the industry's leading providers of regulatory compliance services for both registered advisers and funds. We offer a variety of services for a full range of clients who, combined, manage more than $40 billion in assets. CCS provides the expertise that ensures a quality overall compliance experience. And, given the visibility of regulatory oversight in today's environment, our position as an independent partner is extremely valuable to fund sponsors and investment managers.

We understand what companies in the investment management industry go through to meet their compliance requirements:
Having to hire a full-time Chief Compliance Officer or delegating CCO duties to an already overworked staff member
Utilizing valuable employee time and energy to develop and deliver required projects
Not having an experienced set of eyes on staff to review this important work

King of Prussia, PA


Mon, 3 Apr 2017 07:32:31 PDT