Compliance Assistant Vice President (AVP)
CCS provides outsourced compliance services to clients throughout the US and internationally, including: investment managers, registered mutual funds, and broker-dealers. CCS constructs client teams consisting of members of our staff to serve each client relationship.
We are seeking candidates to join our team. The candidates will work closely with our Compliance Directors to develop, implement and administer client service plans to support our clients' compliance programs. The positions demand significant client contact, and play a key role in assuring effective delivery of our services to ensure we meet client expectations. These positions offer significant growth opportunity, with the potential to be promoted to chief compliance officer assignments. The positions will work directly with staff in our Wayne, PA location.
Additionally, the positions will require contributing to the growth of an entrepreneurial business, including but not limited to, participating in sales and marketing activities, through conference attendance and involvement with prospects and clients onboarding.
CCS is one of the industry's leading providers of regulatory compliance services for both registered advisers and funds. We offer a variety of services for a full range of clients who, combined, manage more than $40 billion in assets. CCS provides the expertise that ensures a quality overall compliance experience. And, given the visibility of regulatory oversight in today's environment, our position as an independent partner is extremely valuable to fund sponsors and investment managers.
We understand what companies in the investment management industry go through to meet their compliance requirements:
Having to hire a full-time Chief Compliance Officer or delegating CCO duties to an already overworked staff member
Utilizing valuable employee time and energy to develop and deliver required projects
Not having an experienced set of eyes on staff to review this important work
King of Prussia, PA
Mon, 3 Apr 2017 07:36:45 PDT